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US Browse · Chicago · Compliance Officer

Compliance Officer in Chicago

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Compliance Communications Senior Specialist
Robinhood
Chicago, IL, US
Base: $110,000-$165,000 usd depending on zone; bon...
On-site
Senior
Finra series 7 and 24 licenses
Experience with red oak or saifr tools
Deep expertise in finra rule 2210
The role serves as the cornerstone of the communications review process, ensuring strict adherence to SEC rules and FINRA regulations
3 days ago
Compliance Communications Senior Specialist
Robinhood Markets Inc
Chicago, IL, US
Base: $110,000 - $165,000 usd depending on locatio...
On-site
Senior
Finra series 7 and 24 licenses
Experience with advertising review tools
Deep expertise in finra communications rules
The role serves as the cornerstone of the communications review process, ensuring all customer-facing content meets strict regulatory standards
3 days ago
Aml Compliance – Testing & Monitoring Officer
Interactive Brokers Group, Inc.
Chicago, IL, United States
Base: $115,000 to $150,000 annually; bonus/equity:...
On-site
+6y experience
6+ years aml control evaluation experience
Sql and jira query execution skills
Knowledge of us and foreign aml regimes
The role involves creating and maintaining an Annual Financial Crimes test plan while coordinating daily execution with offshore teams
3 days ago
Aml Compliance – Testing & Monitoring Officer
Interactive Brokers Group, Inc.
Chicago, IL, United States
Base: $115,000 to $150,000 annually; bonus/equity:...
On-site
+6y experience
6+ years aml controls experience
Sql and jira query skills
Us and foreign aml regulatory knowledge
The role involves creating and maintaining annual financial crimes test plans while coordinating execution with offshore teams
3 days ago
Aml Compliance – Testing & Monitoring Officer
Interactive Brokers
Chicago, IL, United States
Base: $115,000 to $150,000 annually; bonus/equity:...
On-site
+6y experience
6+ years aml control evaluation experience
Sql and jira query proficiency
Knowledge of us and foreign aml regimes
This hybrid role involves creating and maintaining the Annual Financial Crimes test plan while coordinating execution with offshore teams
3 days ago
Field Compliance Analyst
Chubb
Chicago, IL, United States
Base: $48,000 to $67,000; bonus/equity: eligible f...
On-site
Mid-level
Bachelor's degree or 2 years insurance experience
Strong proficiency in ms suite tools
Research and analytical skills for investigations
The Field Compliance Investigator is responsible for analyzing, reporting, and training on issues pertinent to the compliance of company standards related to sales practices
5 days ago
Compliance Officer, Control Room
Bank of Montreal
Chicago, IL, US
Full time
Base: $63,300.00 - $117,200.00; bonus/equity: may ...
Hybrid
+5y experience
Strong critical thinking and subjective judgement
Experience in regulatory compliance and risk management
Ability to work in high-pressure time-sensitive environments
The Compliance team is responsible for proactive identification and timely resolution of regulatory compliance issues to sustain effective risk management
5 days ago
Sanctions Screening Specialist
Interactive Brokers Group, Inc.
Chicago, IL, United States
Base: $115,000 to $165,000 annually; bonus/equity:...
On-site
Fircosoft continuity platform experience
Sanctions screening rule writing and tuning
False positive reduction methodologies
This role serves as the lead within IBKR's Global Sanctions Team to design and maintain sanctions screening rules within the Fircosoft platform
5 days ago
Sanctions Screening Specialist
Interactive Brokers Group
Chicago, IL, United States
Base: $115,000 to $165,000 annually; bonus/equity:...
On-site
Fircosoft continuity experience
Sanctions screening rule writing
False positive reduction methodologies
This role serves as the lead in designing, writing, and tuning sanctions screening rules within the Fircosoft platform
5 days ago
Sanctions Screening Specialist
Interactive Brokers Group, Inc.
Chicago, IL, United States
Base: $115,000 to $165,000 annually; bonus/equity:...
On-site
+5y experience
Fircosoft continuity experience
Sanctions screening rule writing
False positive reduction methodologies
This role serves as a lead within the Global Sanctions Team to design and maintain sanctions screening rules in the Fircosoft environment
5 days ago
Sanctions Screening Specialist
Interactive Brokers Group, Inc.
Chicago, IL, United States
Base: $115,000 to $165,000 annually; bonus/equity:...
On-site
Fircosoft continuity experience
Sanctions screening rule writing
False positive reduction methodologies
This role serves as the lead for designing, writing, and tuning sanctions screening rules within the Fircosoft platform
5 days ago
Compliance Specialist - Brunswick Boat Group Technology Center (bbgtc)
Loggerhead Marinas
Edgewater, FL, US
Full time
Base: $70,600-$101,800 annually; bonus: annual dis...
Onsite
+5y experience
5 years boat production facility experience
Ability to perform quality audits
Strong attention to detail
This role is responsible for the compliance and certification of new and existing products to all applicable marine industry boat construction regulations
7 days ago
Regulatory Compliance Management (rcm) Consultant - Us Operational Risk
CIBC Capital Markets
Chicago, IL, US
Full time
Base: $115k - $135k; bonus/equity: eligible for in...
Hybrid
Mid-level
5+ years regulatory compliance experience
Technology and cybersecurity compliance knowledge
Federal and state banking regulations expertise
The role involves supporting the implementation and management of CIBC's Regulatory Compliance Management Program specifically focusing on technology and cybersecurity risks in the US Region
9 days ago
Junior Compliance And Trade Analyst
Abbott Diabetes Care
Chicago, IL, United States
Full time
Base: $50,700.00 – $101,300.00; bonus/equity: not ...
Junior
Knowledge of ear and itar regulations
Experience with us customs and border protection
Ability to assign harmonized tariff schedule classifications
This role supports global trade compliance operations within the RMDx Rapid and Molecular Diagnostics team at Abbott
9 days ago
Regulatory Compliance Management (rcm) Consultant - Us Operational Risk
CIBC
Chicago, IL, USA
Full time
Base: $115k - $135k; bonus/equity: eligible for in...
Hybrid
Mid-level
5+ years regulatory compliance experience
Technology and cybersecurity compliance knowledge
Federal and state banking regulations expertise
The role involves assisting in the implementation and management of CIBC's Regulatory Compliance Management Program with a focus on technology and cybersecurity risks
11 days ago
Junior Compliance And Trade Analyst
Abbott
Chicago, IL, United States
Full time
Base: $50,700.00 – $101,300.00; bonus/equity: not ...
Junior
Knowledge of 19 cfr and 15 cfr regulations
Experience with ear and itar export controls
Ability to assign harmonized tariff schedule classifications
This role supports global trade compliance operations within Abbott's RMDx Rapid and Molecular Diagnostics team by ensuring adherence to U.S. import/export regulations
11 days ago
Compliance Analyst Ii
StoneX Group Inc.
Chicago, IL, US
Base: $65,000 - $70,000; bonus/equity: eligible fo...
Remote
Mid-level
Bachelor's degree in finance or business
3-5 years financial services compliance experience
Knowledge of cftc and nfa regulations
The role supports the firm's employee and Introducing Broker compliance programs by administering regulatory requirements from bodies like the CFTC and NFA
12 days ago
Compliance Analyst
StoneX Group Inc.
Chicago, IL, United States
Base: $70,000 - $75,000 usd; bonus/equity: eligibl...
Remote
Mid-level
1-2 years compliance experience
Futures industry knowledge
Cftc nfa exchange rules familiarity
The Compliance Analyst will support ongoing monitoring to ensure regulatory obligations are met by internal and external business partners
12 days ago
Associate, Reliability & Compliance
invenergycareers
Chicago, IL, USA
Full time
Base: $105,000.00 - $130,000.00 usd; bonus: 20% - ...
+3y experience
Nerc regulatory compliance expertise
Cyber security cip compliance knowledge
Technical writing and data synthesis skills
This role supports Invenergy's Reliability Compliance program by ensuring cyber security compliance across a diverse fleet of power infrastructure assets
14 days ago
Accessibility And Compliance Coordinator
uchicago.edu
Chicago, IL, USA
Full time
Base: $79,000.00 - $86,000.00; bonus/equity: not s...
+5y experience
Ada/504 compliance knowledge
Reasonable accommodation intake process
Disability support services management
The Accessibility and Compliance Coordinator plays a critical role in supporting the day-to-day and strategic operations of Access UChicago Now and Equal Opportunity and Access
14 days ago
Privacy And Compliance Analyst
Endeavorhealth
Warrenville, IL, US
Full time
Hourly: $32.60 - $48.90; bonus/equity: not specifi...
Mid-level
3+ years compliance or privacy experience
Bachelor's degree required
Knowledge of hipaa hitech stark laws
The Analyst contributes to corporate compliance programs by conducting timely investigations of privacy incidents and managing corrective actions
14 days ago
Compliance Analyst
Norton Rose Fulbright
Chicago, Illinois, United States
Full time
Base: $60,000 - $90,000 annual; bonus: non-guarant...
Mid-level
Conflicts of interest research experience
Corporate database search proficiency
Boolean searching skills
This position plays a vital role in protecting the firm's integrity by enabling confident, compliant client engagement through accurate and timely conflict analysis
15 days ago
Compliance Lawyer
Norton Rose Fulbright
Chicago, IL, USA
Base: $135,000 - $165,000; bonus/equity: non-guara...
Licensed to practice law in us states
Experience with us conflicts rules
Supervisory experience over analysts
The Compliance Lawyer directly protects the firm by ensuring ethical, regulatory, and commercial risks are identified and mitigated before new matters proceed
15 days ago
Compliance Analyst
Norton Rose Fulbright
Chicago, Illinois, United States
Full time
Base: $60,000 to $90,000; bonus: non-guaranteed de...
Mid-level
Conflicts review experience
Corporate history research skills
Boolean searching proficiency
The Compliance Analyst plays a vital role in protecting the firm's integrity by conducting accurate conflict-of-interest research and analysis
15 days ago
Compliance Lawyer
Norton Rose Fulbright
Chicago, IL, USA
Base: $135,000 - $165,000; bonus: non-guaranteed d...
Licensed to practice law in us states
Experience with us conflicts rules
Supervising compliance analysts workflow
The Compliance Lawyer directly protects the firm by ensuring ethical, regulatory, and commercial risks are identified and mitigated before new matters or lateral hires proceed
15 days ago

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Compliance Officer in Chicago

Compliance Communications Senior Specialist

Compliance Communications Senior Specialist

Aml Compliance – Testing & Monitoring Officer

Aml Compliance – Testing & Monitoring Officer

Aml Compliance – Testing & Monitoring Officer

Field Compliance Analyst

Compliance Officer, Control Room

Sanctions Screening Specialist

Sanctions Screening Specialist

Sanctions Screening Specialist

Sanctions Screening Specialist

Compliance Specialist - Brunswick Boat Group Technology Center (bbgtc)

Regulatory Compliance Management (rcm) Consultant - Us Operational Risk

Junior Compliance And Trade Analyst

Regulatory Compliance Management (rcm) Consultant - Us Operational Risk

Junior Compliance And Trade Analyst

Compliance Analyst Ii

Compliance Analyst

Associate, Reliability & Compliance

Accessibility And Compliance Coordinator

Privacy And Compliance Analyst

Compliance Analyst

Compliance Lawyer

Compliance Analyst

Compliance Lawyer